Financial Adviser (Ifa)

Financial Adviser (Ifa)

Our client is looking to welcome a Financial Adviser to their team based in Harrow. This will be an office-based opportunity with high earning potential, advising clients as appropriate to their circumstances and objectives.

Specific Responsibilities

• Prospecting and contacting potential clients in accordance with the firm's business plan
• Making sure sufficient client information is obtained before any recommendation is made
• Making sure portfolios are managed in accordance with the client's mandate and objectives
• Undertaking appropriate product and market research
• Ensuring clients are treated fairly, in line with Treating Customers Fairly principles

General Responsibilities

• Following the firm's compliance processes and procedures at all times
• Complying with the Financial Services and Markets Act 2000 and FCA Conduct Rules
• Keeping up to date with relevant regulatory, product and technical requirements

Qualification Requirements

• Minimum Level 4 Diploma, with the aim of achieving Chartered status

If you are interested in this position, please email your CV to sam@artemisrecruitment.co.uk