Financial Adviser

Financial Adviser

Our client is seeking a motivated and qualified Financial Adviser to join their Dorking office. They are looking for someone with FCA certification and strong financial planning experience who can provide tailored advice, support clients effectively, and contribute to the growth of the office.

Key Responsibilities

• Prospect and contact potential clients in line with business plans
• Gather sufficient client information before making recommendations
• Ensure portfolios are managed according to client mandates and objectives
• Undertake product and market research to provide suitable advice
• Maintain accurate supporting documentation and client records
• Ensure clients are treated fairly, including identifying vulnerable clients

Compliance & Governance

• Maintain current Statement of Professional Standing (SPS) and CPD records
• Follow firm compliance procedures including AML, anti-bribery and data protection
• Stay up to date with regulatory, product and technical requirements

Skills & Experience

• Knowledge of relevant legislation affecting the financial services industry
• Strong written and verbal communication skills
• Minimum Level 4 Diploma in Financial Planning; aim to achieve Chartered Status

Job Type: Full-time, Permanent. Hybrid working: 4 days in office, 1 day WFH. If you'd like to apply or find out more, please send your CV to josie@artemisrecruitment.co.uk